Banking and Capital Markets Privacy Compliance Services
Stay Ahead of Regulatory Risks. Build Trust. Drive Compliance Excellence.
At Curated Privacy LLC, we specialize in delivering expert data protection and privacy compliance consulting tailored to the needs of banking, financial services, and capital markets institutions. In a sector defined by stringent regulations, high data volumes, and complex global operations, ensuring privacy compliance isn’t just about risk mitigation — it’s a strategic advantage.
Why Privacy Compliance Matters in Banking and Capital Markets
Financial institutions collect, process, and store vast quantities of sensitive personal and financial data — from client identity and transaction records to biometric data and behavioral analytics. Regulators worldwide have responded with increasingly rigorous data protection laws like:
Gramm – Leach – Bliley Act (GLBA) – USA
General Data Protection Regulation (GDPR) – Europe
California Consumer Privacy Act (CCPA/CPRA) – USA
Singapore Personal Data Protection Act (PDPA), Canada’s Personal Information Protection and Electronic Documents Act (PIPEDA), and others globally
Non – compliance risks include hefty fines, reputational damage, operational disruptions, and client trust erosion. The pressure is on for compliance teams, legal departments, and risk officers to maintain a robust privacy governance framework across all jurisdictions.
What We Offer: Expert Privacy Consulting for Financial Institutions
At Curated Privacy LLC, we help banks, investment firms, fintech companies, and asset managers achieve and maintain data privacy compliance through tailored, actionable, and scalable services:
0 1 |
- Build a privacy program from the ground up or assess existing capabilities
- Benchmark against industry standards and regulations, including the Gramm – Leach – Bliley Act (GLBA), General Data Protection Regulation (GDPR), and International Standard for Privacy Information Management Systems (ISO/IEC 27701 – PIMS).
- Identify gaps and create a roadmap for continuous improvement
0 2 |
- Interpret and operationalize regional and global privacy regulations
- Create policies, procedures, and controls to manage personal data across the data lifecycle
- Ensure cross – border data transfer compliance (e.g., Standard Contractual Clauses, Binding Corporate Rules)
0 3 |
- Conduct Data Protection Impact Assessments (DPIAs) for new products, mergers, or systems
- Identify privacy risks in trading platforms, mobile banking apps, cloud infrastructure
- Recommend risk mitigation strategies tailored to your operational model
0 4 |
- Evaluate privacy risks across your vendor and partner ecosystem
- Develop and implement Data Processing Agreements (DPAs)
- Ensure service providers meet privacy and data security standards
0 5 |
- Design incident response plans aligned with regulatory notification timelines
- Simulate breach scenarios and train stakeholders on privacy incident handling
- Guide through regulatory reporting and post – breach remediation
0 6 |
- Deliver role – specific privacy training for compliance, Information Technology (IT), risk, and customer – facing teams
- Promote a culture of privacy with regular awareness campaigns and updates
- Measure training effectiveness and compliance awareness
0 7 |
- Evaluate and implement Privacy – Enhancing Technologies (PETs)
- Integrate data discovery, mapping, and consent management tools
- Support automation for subject rights management (access, deletion, correction)
Let’s Secure Your Compliance Future
Whether you’re looking to build a privacy program from scratch, enhance your existing framework, or prepare for regulatory audits, Curated Privacy LLC is your trusted advisor in navigating the evolving privacy landscape of banking and capital markets.
Why Choose Curated Privacy LLC?
Industry - Specific Expertise
Deep knowledge of financial regulations and banking operations
Global Reach
Guidance across multi - jurisdictional compliance challenges
Scalable Solutions
Support for institutions of all sizes — from regional banks to global investment firms
Pragmatic Approach
We focus on actionable insights, not just theoretical advice
Trusted Partnership
We work alongside your legal, compliance, IT, and risk teams to drive real results
Schedule A Free Consultation
We’re interested in understanding what compliance solutions would best fit your organization. During our introductory discussion, one of our experts will outline the key features of our program, address any queries you may have, and collect the necessary details to prepare a customized proposal tailored to your specific requirements.